Regulatory trends and high-profile investigations suggest that law firms should conduct enhanced due diligence background checks on all potential clients as part of standard risk management and ...

On April 24, 2024, the European Parliament approved the Corporate Sustainability Due Diligence Directive (CS3D). The directive, which must be formally endorsed by the Council of the European Union (EU ...

Fidelity Brokerage Services has been sued by Massachusetts regulators for alleged "unethical and dishonest" conduct in its supervision of retail brokerage customer applications for options and margins ...

CrossCountry Consulting, a leading business advisory and technology solutions firm, today announced the acquisition of CDS, a premier financial due diligence firm headquartered in San Francisco, ...

Despite major advances across the broader dealmaking landscape, commercial due diligence has evolved more slowly.

Critics of a fiduciary standard for stockbrokers beware: A study released in early March suggests that application of a fiduciary standard to the broker/dealer model wouldn’t have the terrible ...

As demand within the financial services and wealth management industry increases and client expectations continue to evolve, C-level executives and advisors have turned to third-party service ...

The Internal Revenue Service makes paid preparers who submit a return that claims the Earned Income Tax Credit, the American Opportunity Tax Credit and others (and one filing status) perform ...